Fresher Market Supervision Officer – Licencing Job Vacancies – Capital Markets Authority (Cma) Jobs at Uganda Jobs


Jobs in Kampala Uganda Uganda Jobs Jobs in Kampala Fresher Market Supervision Officer – Licencing Job Vacancies – Capital Markets Authority (Cma) Jobs in Kampala at Uganda Jobs Fresher Market Supervision Officer – Licencing Job Vacancies – Capital Markets Authority (Cma) Employment opportunities Uganda Jobs






Job Title    Market Supervision Officer – Licencing Fresher Job Vacancies
Organisation Capital Markets Authority CMA



Duty Station  Kampala, Uganda
Reports to Director Market Supervision
 
About US
The Capital Markets Authority CMA is a statutory body, established in 1996 by the Capital Markets Authority Act Cap 84 as amended, to promote, develop and regulate the capital markets industry. CMA is governed by a Board of Directors appointed by the Minister of Finance, Planning and Economic Development.
 
Job Summary  The Capital Markets Authority CMA Market Supervision Officer – Licencing will undertake activities in licensing, corporate approvals and provide compliance support.
 
Key Duties and Responsibilities 
Review applications for new licenses and renewal of licenses and compile license application review matrices in line with the Capital Markets Authority regulatory framework, the client service charter and the market operations procedures manual.
Review applications for approval of prospectuses and other approvals and compile application review matrices in line with the Capital Markets Authority regulatory framework, the client service charter and the market operations procedures manual.
Support financial analysis of licensed and approved persons in line with the Capital Markets Authority Act, Collective Investment Schemes Act and the Market Operations Procedures Manual.
Support CMA’s investor complaints management process to ensure timely resolution or escalation to investigations and enforcement in line with the client service charter timelines and the operations procedures manual.
Any other related duties that may be assigned from time to time.


Qualifications, Skills and Experience
The applicant must hold a Bachelor’s degree in Accounting, Finance, Economics, Law or other relevant degree from a reputable university;
Part qualification from the Chartered Institute for Securities & Investment CISI or the Chartered Financial Analyst CFA is an added advantage
Two years of relevant work experience gained from a reputable private or public sector organization, accounting, audit or law firm;
Experience in the capital markets industry is an added advantage;
High Integrity & professionalism;
Excellent communication skills;
High level of agility;
Interpersonal skills;
Initiative;
Ability to multitask
 
How to Apply
All qualified and interested candidates should hand deliver or send via email in standard file types, namely Microsoft Word or Adobe Acrobat pdf in a single attachment, and should not exceed 10MB their applications together with a recent CV with 3 references, copies of Academic Transcripts and/or Certificates. Applications should be addressed to
 
The Human Resource & Administration Officer
Capital Markets Authority,
8th Floor, Jubilee Insurance Center,
Plot 14 Parliament Avenue, P.O Box 24565 Kampala.
 
Email to info@cmauganda.co.ug
 
NOTE
Only shortlisted candidates will be contacted.
Your application will only be reviewed if you have fulfilled all the above stated requirements, including submission of documents in standard file types. Zipped files, links and / or multiple attachments are not acceptable.
 
Deadline Friday 8th October 2021 by 500 PM.
 

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Jobs in Kampala Uganda Uganda Jobs Jobs in Kampala Fresher Market Supervision Officer – Licencing Job Vacancies – Capital Markets Authority (Cma) Jobs in Kampala at Uganda Jobs Fresher Market Supervision Officer – Licencing Job Vacancies – Capital Markets Authority (Cma) Employment opportunities Uganda Jobs


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