Director Market Supervisio Jobs in Kampala

Jobs in Kampala Uganda Capital Markets Authority (CMA) Jobs in Kampala Director Market Supervisio Jobs in Kampala at Capital Markets Authority (CMA) Director Market Supervisio Employment opportunities Capital Markets Authority (CMA)

Job Title ⇒ Director Market Supervision Compliance
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Organization ⇒ Capital Markets Authority CMA
Duty Station ⇒ Kampala, Uganda
Reports to ⇒ Chief Executive Officer
About US ⇒
The Capital Markets Authority CMA is a statutory body, established in 1996
by the Capital Markets Authority Act Cap 84 as amended, to promote, develop
and regulate the capital markets industry. CMA is governed by a Board of
Directors appointed by the Minister of Finance, Planning and Economic
Development. The work of the CMA is also governed by the Securities Central
Depositories Act, 2009 and the Collective Investment Schemes Act, 2003.
Job Summary ⇒ The Director Market Supervision Compliance will primarily
maintain and regulate an orderly, fair and efficient capital market by
ensuring existing and new market intermediaries, investors and issuers comply
with the CMA regulatory framework
Key Duties and Responsibilities ⇒
⇗ Monitor market intermediaries and stock exchanges to ensure they comply
with the regulatory framework of the CMA and the Anti-Money Laundering Act,
through periodic inspections and surveillance of the market.
⇗ Advise on the gaps identified in the laws, exchange rules and regulations
through periodic feedback to the legal department.
⇗ Lead the issue of new licenses, and renewals and approvals to
intermediaries in line with the CMA client charter.
⇗ Identify potential market conduct risks and recommend/ take mitigating
actions in a timely manner
⇗ Lead the approval of debt and equity public offers, and other corporate
actions, in line with the CMA client charter or any other standards agreed to
from time to time.
⇗ Ensure listed companies comply with corporate Governance guidelines & the
Companies Act 2012
⇗ Manage the performance of the department. This includes setting and
monitoring staff performance against agreed key result areas; managing staff
capacity development; approving department budgets and work plan
⇗ Oversee the market surveillance function, handle investor complaints,
conduct investigations resulting from investor or public complaints, and
report market abuses by licensed and unlicensed persons as well as public
companies for enforcement action.
⇗ Organize stakeholder's engagements such as compliance sensitization
seminars with market intermediaries.
⇗ Any other related duty as may be delegated by the CEO


Qualifications, Skills and Experience ⇒
⇗ The applicant for the Capital Markets Authority CMA Director Market
Supervision Compliance employment opportunity should hold a Bachelor's
degree with Honors in Law, Commerce, Economics, or any related professional
field from a recognized University.
⇗ A master's degree or postgraduate/ professional qualification in a relevant
field.
⇗ At least ten 10 years' post-qualification work experience.
⇗ Seven 7 Years of progressive compliance/regulatory e.g. Licensing,
inspections work experience preferably in a financial sector regulatory
agency
⇗ Strong performance management will be an added advantage
⇗ Leadership by example & talent, demonstrates the ability to provide clear
direction
⇗ Communication Ability to clarify situations, structure interactions
towards productive conclusions
⇗ Encouraging expression/debate, seeking win-win solutions; and commanding
attention & respect.
⇗ Initiates and supports change
⇗ Excellent coordination and organization skills
⇗ High level of integrity
⇗ Demonstrable client focused attributes
⇗ Team work fosters a cohesive team environment
How to Apply ⇒
Interested candidates should hand deliver or send via email in standard file
types, namely Microsoft Word or Adobe Acrobat pdf in a single attachment,
and should not exceed 10MB their applications together with a recent CV with
3 references, copies of academic transcripts and/or certificates addressed
to
The Human Resource Officer
Capital Markets Authority,
8th Floor, Jubilee Insurance Center,
Plot 14 Parliament Avenue, P.O Box 24565 Kampala.

Email to ⇒ info@cmauganda.co.ug

Note
⇗ Only shortlisted candidates will be contacted.
⇗ Your application will only be reviewed if you have fulfilled all the above
stated requirements, including submission of documents in standard file types.
Zipped files, links and / or multiple attachments are not acceptable.
Deadline 28 th August 2020 by 500pm

Send your Application Through

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Email⇒info@cmauganda.co.ug
URL⇒Link

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Brown Alex Thursday, 27 August 2020 Capital Markets Authority (CMA) Uganda Jobs Employment opportunities at Kampala Jobs in Kampala